Chief Operating Officer / Chief Compliance Officer
Scott is responsible for the general management of the company. He also oversees Canopy’s compliance program with respect to its status as a Registered Investment Advisor, and the firm’s policies, procedures and code of ethics.
Scott began his financial career in 2000 working in the client facing side of financial planning. After six years, Scott joined a broker/dealer in a compliance capacity, performing annual audits, investigations and sitting on product development committees. In 2011, Scott started working for the State of Wisconsin Division of Securites where he investigated consumer complaints and allegations of securities fraud. Scott has earned his Certified Financial PlannerTM (CFP®), Chartered Financial Consultant (ChFC) and Chartered Life Underwriter (CLU) designations.
Scott grew up in West Bend, Wisconsin. He graduated from the University of Wisconsin-Madison having earned a Bachelor of Science in Consumer Science. In his spare time, he volunteers as a Lacrosse coach, likes to go camping and hiking and enjoys endurance sports. Scott’s daughter is a Type One Diabetic and he participates in rides and walks to raise awareness and funds for diabetes research for the Juvenile Diabetes Research Foundation (JDRF). Scott resides in Middleton with his two children Braeden and Caylee.